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Compliance Manager - Asset Management, Surrey UK

Location: Surrey

Ocean has been engaged by a Surrey based boutique Retail and Institutional Asset Manager who are seeking to hire a Generalist Compliance and CASS Manager who will provide both Compliance and CASS support to all of the firm's business lines. This is an excellent opportunity for a candidate to take on the CF10a, work with an impressive Chief Compliance Officer and broaden their Compliance…

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Technology Controls Monitoring Senior Associate

Location: London

The Ocean Partnership has been engaged to recruit a Senior Associate who will focus upon the implementation and maintenance of Technology Controls for one of the world's leading Asset Management firms. This represents an exciting opportunity to join a business whose growth is still on an upward trajectory; a programme is currently underway to oversee the transfer of their AIFs and UCITS into…

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Compliance Advisory Associate - Investment Management

Location: London

Ocean has been engaged by a global Investment Manager who are seeking to hire a Compliance Advisory Associate who will be responsible for providing qualitative Compliance advice and support to the firm's diverse business lines across the EMEA region. You will be focused on Investment Compliance, ensuring that the business understands it's regulatory requirements.   Our client values…

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Compliance Advisory Manager - Investment Management

Location: London

Ocean has been engaged by a global Investment Manager who are seeking to hire a Compliance Advisory Manager who will be responsible for providing qualitative Compliance advice and support to the firm's diverse business lines across the EMEA region. You will be focussed on Investment Compliance, ensuring that the business understands it's regulatory requirements. Our client values…

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Portfolio Compliance Manager

Location: London

Ocean has been engaged to recruit an exciting opportunity for a Manager to join a growing Portfolio Compliance team in one of the world's most prestigious Financial services firms in London. This is an excellent opportunity to join a cutting edge Portfolio Compliance function in one of the world's most influential Asset Managers, serving both retail and institutional investors.…

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Senior Associate - Portfolio Compliance

Location: London

Ocean has been engaged to recruit an exciting opportunity for a Senior Associate to join a growing Portfolio Compliance team in one of the world's most prestigious Financial services firms in London. This is an excellent opportunity to join a cutting edge Portfolio Compliance function in one of the world's most influential Asset Managers, serving both retail and institutional investors.…

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Compliance Manager

Location: London

Ocean has been engaged by a dynamic financial provider who, due to continued growth, are seeking to hire a Compliance Manager who will work with the CCO and be responsible for providing assurance to the board that the business is fulfilling its regulatory obligations. The Compliance Manager will be required to heavily contribute to the development and implementation of a robust compliance and…

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Senior Manager, Banking & Capital Markets Conduct

Location: London

The Ocean Partnership has been engaged to recruit for one of the world's leading professional services organisations worldwide. They have global operations that support and protect businesses across a variety of functions. They are currently looking to build out their internal regulatory affairs centre of excellence within the Banking & Capital Markets industry.   The team are…

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Director, Prudendial & Conduct Regulation - Insurance

Location: London

The Ocean Partnership has been engaged to recruit for one of the world's leading professional services organisations worldwide. They have global operations that support and protect businesses across a variety of functions. They are currently looking to build out their internal regulatory affairs centre of excellence within the Insurance market.   The team are responsible for supporting…

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Front Office Controls Monitoring - Fixed Income

Location: London

The Ocean Partnership has been engaged to recruit a Senior Manager who will focus upon Fixed Income Front Office Controls for one of the world's leading Asset Management firms. This represents an exciting opportunity to join a business whose growth is still on an upward trajectory; a programme is currently underway to oversee the transfer of their AIFs and UCITS into a SuperManCo. Our client…

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Your Specialist

Khalid Figueira-Basheer
+44(0)203 909 8641
khalid@theoceanpartnership.com

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